In the normal course of doing business and to satisfy our regulatory requirements, Steben & Company typically obtains the following non-public personal information about our investors:
- Personal information such as, name, address and social security/tax id number.
- Investors financial information such as assets, income, investment experience and investment objectives
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Steben & Company does not sell information about current or former clients to non-affiliated third parties, nor is it our practice to disclose such information to non-affiliated third parties unless requested to do so by a client or client representative or, if necessary, in order to properly service an account or as required by law. We do share investor account information with the broker dealer or investment advisory firm that introduced the investor to us, if applicable, so that they may properly advise their client, and with outside companies that perform administrative services for us, including our accountants, insurance providers and legal counsel. However, our contractual arrangements with our service providers require them to treat our investor information as confidential.
Nonpublic personal information is gathered and kept only to the extent necessary to comply with applicable state and federal regulations. Steben & Company has established security standards to ensure against unauthorized access to customer information.
In addition, Steben & Company employees are trained regarding its privacy policy, and although they may have access to your information on a need-to-know basis only, they are not permitted to release your personal financial information to any unauthorized individual or entity.
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